TERMIUM Plus®
The Government of Canada’s terminology and linguistic data bank.
self-regulatory organization [1 record]
Record 1 - internal organization data 2007-03-27
Record 1, English
Record 1, Subject field(s)
- Investment
- Stock Exchange
Record 1, Main entry term, English
- self-regulatory organization
1, record 1, English, self%2Dregulatory%20organization
correct
Record 1, Abbreviations, English
- SRO 2, record 1, English, SRO
correct
Record 1, Synonyms, English
Record 1, Textual support, English
Record number: 1, Textual support number: 1 CONT
These self-regulatory organizations (SROs) require that members submit acceptable annual audited financial questionnaires. In addition, a minimum of one interim financial statement must be filed on a surprise basis on a date selected by the applicable SRO but not known by the member in advance. 3, record 1, English, - self%2Dregulatory%20organization
Record 1, French
Record 1, Domaine(s)
- Investissements et placements
- Bourse
Record 1, Main entry term, French
- organisme d'autoréglementation
1, record 1, French, organisme%20d%27autor%C3%A9glementation
correct, masculine noun
Record 1, Abbreviations, French
- OAR 2, record 1, French, OAR
correct
Record 1, Synonyms, French
Record 1, Textual support, French
Record number: 1, Textual support number: 1 CONT
Les organismes d'autoréglementation (bourses et ACCOVAM) exigent que les membres déposent des rapports financiers annuels vérifiés et acceptables. De plus, au moins un état financier provisoire doit être déposé à une date surprise choisie par l'organisme d'autoréglementation compétent mais que les membres ne connaissent pas d'avance. Les membres sont également tenus de soumettre un rapport financier mensuel exposant la situation courante de leur capital. 3, record 1, French, - organisme%20d%27autor%C3%A9glementation
Record 1, Spanish
Record 1, Campo(s) temático(s)
- Inversiones
- Bolsa de valores
Record 1, Main entry term, Spanish
- organismo regulador autónomo
1, record 1, Spanish, organismo%20regulador%20aut%C3%B3nomo
correct, masculine noun
Record 1, Abbreviations, Spanish
Record 1, Synonyms, Spanish
Record 1, Textual support, Spanish
Record number: 1, Textual support number: 1 DEF
Cualquier entidad no gubernamental, incluso cualquier bolsa o mercado de valores o de futuros, cámara de compensación o cualquier otra asociación u organización que ejerza autoridad, propia o delegada, de regulación o de supervisión, sobre los prestadores de servicios financieros o las instituciones financieras. 2, record 1, Spanish, - organismo%20regulador%20aut%C3%B3nomo
Record number: 1, Textual support number: 1 OBS
Terminología relacionada con el proceso de establecimiento del Área de Libre Comercio de las Américas (ALCA). 3, record 1, Spanish, - organismo%20regulador%20aut%C3%B3nomo
Copyright notice for the TERMIUM Plus® data bank
© Public Services and Procurement Canada, 2024
TERMIUM Plus®, the Government of Canada's terminology and linguistic data bank
A product of the Translation Bureau
Features
Language Portal of Canada
Access a collection of Canadian resources on all aspects of English and French, including quizzes.
Writing tools
The Language Portal’s writing tools have a new look! Easy to consult, they give you access to a wealth of information that will help you write better in English and French.
Glossaries and vocabularies
Access Translation Bureau glossaries and vocabularies.
- Date Modified: